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The Receiver is the official publication for all NAFER members. Our Publications Committee keeps our members up to date on recent case rulings and legal briefs, agency and member news, professional papers and other general updates. If it’s important to the receivership and restructuring community, you’ll find it in The Receiver.
What the Liu Decision Means for Federal Equity Receivers
By David Slovick
In June, the U.S. Supreme Court issued a decision in Liu v. Securities and Exchange Commission which limited the government’s ability to impose monetary sanctions on defendants in Securities and Exchange Commission (“SEC”) enforcement cases.
The latest news from the industry
- Paul Munter Named the SEC’s Acting Chief Accountanton January 22, 2021
The Securities and Exchange Commission today announced that Paul Munter will serve as the Acting Chief Accountant upon the departure of Sagar Teotia in February. Since 2019, Mr. Munter has served as Deputy Chief Accountant leading the international work…
- Melissa Hodgman Named Acting Director of Division of Enforcementon January 22, 2021
The Securities and Exchange Commission today announced Melissa R. Hodgman, currently an Associate Director in the Commission's Division of Enforcement, has been named Acting Director of the Division of Enforcement. "Melissa's dedication to investor…
- Small Business Capital Formation Advisory Committee Jan. 29 Meeting to Focus on Smaller Public Company Marketson January 22, 2021
The Securities and Exchange Commission today released the agenda for the Friday, Jan. 29 meeting of its Small Business Capital Formation Advisory Committee, which will focus on the experiences of smaller public companies and the Commission’s recent…