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The Receiver is the official publication for all NAFER members. Our Publications Committee keeps our members up to date on recent case rulings and legal briefs, agency and member news, professional papers and other general updates. If it’s important to the receivership and restructuring community, you’ll find it in The Receiver.
What the Liu Decision Means for Federal Equity Receivers
By David Slovick
In June, the U.S. Supreme Court issued a decision in Liu v. Securities and Exchange Commission which limited the government’s ability to impose monetary sanctions on defendants in Securities and Exchange Commission (“SEC”) enforcement cases.
The latest news from the industry
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The Office of the Advocate for Small Business Capital Formation will host the Securities and Exchange Commission's 40th Annual Government-Business Forum on Small Business Capital Formation virtually from May 24-27, 2021. Each of the four…
- SEC Charges Under Armour Inc. With Disclosure Failureson May 3, 2021
The Securities and Exchange Commission today charged sports apparel manufacturer Under Armour Inc. with misleading investors as to the bases of its revenue growth and failing to disclose known uncertainties concerning its future revenue prospects.…
- Jessica Wachter Named SEC Chief Economist and Director of the Division of Economic and Risk Analysison May 3, 2021
The Securities and Exchange Commission today announced that Jessica Wachter has been appointed Chief Economist and Director of the Division of Economic and Risk Analysis (DERA). Dr. Wachter joins the SEC from the Wharton School, University of…