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The Receiver is the official publication for all NAFER members. Our Publications Committee keeps our members up to date on recent case rulings and legal briefs, agency and member news, professional papers and other general updates. If it’s important to the receivership and restructuring community, you’ll find it in The Receiver.
What the Liu Decision Means for Federal Equity Receivers
By David Slovick
In June, the U.S. Supreme Court issued a decision in Liu v. Securities and Exchange Commission which limited the government’s ability to impose monetary sanctions on defendants in Securities and Exchange Commission (“SEC”) enforcement cases.
The latest news from the industry
- SEC Charges AT&T and Three Executives with Selectively Providing Information to Wall Street Analystson March 5, 2021
The Securities and Exchange Commission today charged AT&T, Inc. with repeatedly violating Regulation FD, and three of its Investor Relations executives with aiding and abetting AT&T's violations, by selectively disclosing material nonpublic…
- Enhancing Focus on the SEC’s Enhanced Climate Change Effortson March 4, 2021
Enhancing Focus on the SEC’s Enhanced Climate Change Efforts Commissioners Hester M. Peirce and Elad L. Roisman March 4, 2021
- SEC Announces Enforcement Task Force Focused on Climate and ESG Issueson March 4, 2021
The Securities and Exchange Commission today announced the creation of a Climate and ESG Task Force in the Division of Enforcement. The task force will be led by Kelly L. Gibson, the Acting Deputy Director of Enforcement, who will oversee a…