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The Receiver is the official publication for all NAFER members. Our Publications Committee keeps our members up to date on recent case rulings and legal briefs, agency and member news, professional papers and other general updates. If it’s important to the receivership and restructuring community, you’ll find it in The Receiver.
The Joys of Receiverships: If the Stress Does Not Kill You, Angry Victims Might
By Wayne Klein
Receivers are called upon to parachute into distressed situations and are expected to sort out and resolve problems caused by others. Like emergency room physicians, we must quickly diagnose problems, devise and implement solutions and then proceed as if we already are experts in the industry of
the company placed in receivership.
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Industry News
The latest news from the industry
- SEC Adopts Amendments to Remove References to Credit Ratings From Regulation Mon June 7, 2023
The Securities and Exchange Commission today adopted rule changes to remove and replace references to credit ratings from existing exceptions provided in Rule 101 and Rule 102 of Regulation M, a set of rules that prohibits activities that could…
- Statement on Rules Regarding Prohibitions Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps and Against Undue Influence over Chief Compliance Officerson June 7, 2023
Statement on Rules Regarding Prohibitions Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps and Against Undue Influence over Chief Compliance Officers Commissioner Mark T. Uyeda June 7, 2023
- SEC Adopts Rules to Prevent Fraud in Connection with Security-Based Swaps Transactions and Prevent Undue Influence over CCOson June 7, 2023
The Securities and Exchange Commission today adopted rules to prevent fraud, manipulation, and deception in connection with security-based swap transactions and to prevent undue influence over the chief compliance officer (CCO) of security-based swap…