Industry News
News items posted here are direct RSS feeds from related industry releases. These items are not published or created by NAFER.
- SEC Appoints John Moses as Director of the Office of Investor Education and Assistance
on June 12, 2026The Securities and Exchange Commission has appointed John Moses as Director of the agency’s Office of Investor Education and Assistance, which provides services and resources to help investors build their financial futures and protect against investment…
- Statement Regarding Minimum Pricing Increments and Access Fee Capson June 11, 2026
Paul S. Atkins, Chairman
- Statement Regarding Minimum Pricing Increments and Access Fee Capson June 11, 2026
Paul S. Atkins, Chairman
- SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)on June 11, 2026
The Securities and Exchange Commission today proposed amendments to rescind Rules 611 and 610(e) of Regulation NMS.“After two decades of Rule 611, it is high time that the Commission review its unintended consequences that have hindered — rather than…
- Statement at the SEC Open Meeting on the Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMSon June 11, 2026
SEC Chairman Paul S. Atkins
- Statement at the SEC Open Meeting on the Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMSon June 11, 2026
SEC Chairman Paul S. Atkins
- Disorder Protection Rule: Statement on the Proposed Amendments to Rule 611 and Other Provisions of Regulation NMSon June 11, 2026
Commissioner Hester M. Peirce
- Disorder Protection Rule: Statement on the Proposed Amendments to Rule 611 and Other Provisions of Regulation NMSon June 11, 2026
Commissioner Hester M. Peirce
- Statement on the Proposed Amendments to Regulation NMSon June 11, 2026
Commissioner Mark T. Uyeda
- Statement on the Proposed Amendments to Regulation NMSon June 11, 2026
Commissioner Mark T. Uyeda
- This Old House: Improving and Remodeling Our Registered Offering and Filer Status Regimeson June 10, 2026
Jim Moloney, Director, Division of Corporation Finance
- This Old House: Improving and Remodeling Our Registered Offering and Filer Status Regimeson June 10, 2026
Jim Moloney, Director, Division of Corporation Finance
- Peirce Out: Remarks at the U.S. Chamber of Commerce Capital Markets Summiton June 9, 2026
Commissioner Hester M. Peirce
- SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022on June 8, 2026
The U.S. Securities and Exchange Commission established joint data standards under the Financial Data Transparency Act of 2022. The final rule establishes technical standards for data submitted to certain financial regulatory agencies. Eight additional…
- SEC Announces New Members of Small Business Capital Formation Advisory Committeeon June 4, 2026
The Securities and Exchange Commission today announced five new members of the Small Business Capital Formation Advisory Committee. The new members were appointed to four-year terms and will join the 15 current …
- “Harmonization: We’ll Have Lots to Talk About”on June 4, 2026
Jamie Selway, Director, Division of Trading and Markets
- Remarks at the Investor Advisory Committee Meetingon June 4, 2026
Paul S. Atkins, Chairman
- A Quarter for Your Thoughts: Remarks at the Meeting of the SEC Investor Advisory Committeeon June 4, 2026
Commissioner Hester M. Peirce
- A Quarter for Your Thoughts: Remarks at the Meeting of the SEC Investor Advisory Committeeon June 4, 2026
Commissioner Hester M. Peirce
- Remarks at the Investor Advisory Committee Meetingon June 4, 2026
Commissioner Mark T. Uyeda