Industry News
News items posted here are direct RSS feeds from related industry releases. These items are not published or created by NAFER.
- Deputy Director of Enforcement Antonia M. Apps to Conclude Her Tenure at the SEC
on November 13, 2025The Securities and Exchange Commission today announced that Antonia M. Apps, Deputy Director of the Division of Enforcement (Northeast), will conclude her tenure with the agency effective Dec. 1, 2025. “I thank Antonia for her steadfast leadership in…
- Remarks at the 2025 U.S. Treasury Market Conferenceon November 12, 2025
Remarks at the 2025 U.S. Treasury Market Conference Commissioner Mark T. Uyeda New York, NY | November 12, 2025
- The Securities and Exchange Commission’s Approach to Digital Assets: Inside “Project Crypto”on November 12, 2025
The Securities and Exchange Commission’s Approach to Digital Assets: Inside “Project Crypto” Paul S. Atkins, Chairman, U.S. Securities and Exchange Commission (Delivered at) Federal Reserve Bank of Philadelphia November 12, 2025
- SEC Issues Exemptive Order Regarding Compliance with Certain Rules Under Regulation NMSon October 31, 2025
The Securities and Exchange Commission today issued an order granting temporary exemptive relief from certain compliance dates adopted under Regulation NMS: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders as follows:…
- Statement Regarding Phase-In Termination Date for the De Minimis Exception to the Security-Based Swap Dealer Definitionon October 29, 2025
Statement Regarding Phase-In Termination Date for the De Minimis Exception to the Security-Based Swap Dealer Definition Paul S. Atkins, Chairman Oct. 29, 2025
- Statement Regarding Phase-In Termination Date for the De Minimis Exception to the Security-Based Swap Dealer Definitionon October 29, 2025
Statement Regarding Phase-In Termination Date for the De Minimis Exception to the Security-Based Swap Dealer Definition Paul S. Atkins, Chairman Oct. 29, 2025
- Statement Regarding Minimum Pricing Increments and Access Fee Capson October 15, 2025
Statement Regarding Minimum Pricing Increments and Access Fee Caps Paul S. Atkins, Chairman Oct. 15, 2025
- Statement Regarding Minimum Pricing Increments and Access Fee Capson October 15, 2025
Statement Regarding Minimum Pricing Increments and Access Fee Caps Paul S. Atkins, Chairman Oct. 15, 2025
- Keynote Address at the John L. Weinberg Center for Corporate Governance’s 25th Anniversary Galaon October 9, 2025
Keynote Address at the John L. Weinberg Center for Corporate Governance’s 25th Anniversary Gala Chairman Paul S. Atkins Newark, DE Oct. 9, 2025
- Keynote Address at the 25th Annual A.A. Sommer, Jr. Lecture on Corporate, Securities, and Financial Lawon October 7, 2025
Keynote Address at the 25th Annual A.A. Sommer, Jr. Lecture on Corporate, Securities, and Financial Law, Fordham School of Law Paul S. Atkins, Chairman, U.S. Securities and Exchange Commission Tuesday, 7 October 2025
- SEC Announces Departure of Director of Office of the Advocate for Small Business Capital Formation Stacey Bowerson October 1, 2025
The Securities and Exchange Commission today announced that Stacey Bowers, who has served as the Director of the Office of the Advocate for Small Business Capital Formation, will depart the agency effective October 17, 2025. She has served as Director…
- Out of the Gray Zone: Statement on The Division of Investment Management’s No-Action Letter Relating to the Custody of Crypto Assets with State Trust Companieson September 30, 2025
Out of the Gray Zone: Statement on The Division of Investment Management’s No-Action Letter Relating to the Custody of Crypto Assets with State Trust Companies Commissioner Hester M. Peirce September 30, 2025
- Out of the Gray Zone: Statement on The Division of Investment Management’s No-Action Letter Relating to the Custody of Crypto Assets with State Trust Companieson September 30, 2025
Out of the Gray Zone: Statement on The Division of Investment Management’s No-Action Letter Relating to the Custody of Crypto Assets with State Trust Companies Commissioner Hester M. Peirce September 30, 2025
- Poking Holes: Statement in Response to No-Action Relief for State Trust Companies Acting as Crypto Asset Custodianson September 30, 2025
Poking Holes: Statement in Response to No-Action Relief for State Trust Companies Acting as Crypto Asset Custodians Commissioner Caroline A. Crenshaw September 30, 2025
- Poking Holes: Statement in Response to No-Action Relief for State Trust Companies Acting as Crypto Asset Custodianson September 30, 2025
Poking Holes: Statement in Response to No-Action Relief for State Trust Companies Acting as Crypto Asset Custodians Commissioner Caroline A. Crenshaw September 30, 2025
- Cultivating Confidence: The Role of Custody in Institutional Confidence – Public Trust and Oversighton September 30, 2025
Cultivating Confidence: The Role of Custody in Institutional Confidence – Public Trust and Oversight Remarks before the Digital Assets Summit Singapore Commissioner Hester M. Peirce September 30, 2025
- SEC Impersonators May Lure Investors Into Scams Through Social Media or Text Messages -- Investor Alerton September 30, 2025
The SEC’s Office of Investor Education and Advocacy (OIEA) warns that fraudsters may impersonate the SEC -- or SEC officials or employees -- on social media or in text messages to solicit you for scams.
- SEC Continues Efforts to Assist Market Participants During Implementation of Treasury Clearing Ruleson September 30, 2025
The Securities and Exchange Commission today enhanced its efforts to assist broker-dealers and other market participants on the path to central clearing of U.S. Treasury securities, developing a one-stop webpage that puts the latest status updates, staff…
- Update on Working Toward Treasury Clearing Implementationon September 30, 2025
Commissioner Mark T. Uyeda Sept. 30, 2025
- Update on Working Toward Treasury Clearing Implementationon September 30, 2025
Commissioner Mark T. Uyeda Sept. 30, 2025