Industry News
News items posted here are direct RSS feeds from related industry releases. These items are not published or created by NAFER.
- Remarks at the Solana Policy Institute Summit: Washington x Wall Street
on September 14, 2026Chairman Paul S. Atkins
- SEC Grants Exemptive Relief from Certain Inline XBRL Filing or Submission Requirementson September 14, 2026
The Securities and Exchange Commission issued an order granting exemptive relief from certain Inline XBRL requirements adopted on Dec. 16, 2024. More specifically, the Commission is granting exemptive relief from filing or submitting the following in…
- Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding Central Counterparty Resolutionon September 11, 2026
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of England convened for a tabletop exercise on Sept. 3, 2026, to discuss certain…
- SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Schemeon September 10, 2026
The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental Wealth Network LLC and I Wealth Network LP, for allegedly raising approximately $16 million from more than 200…
- Remarks at the Investor Advisory Committee Meetingon September 10, 2026
Paul S. Atkins, Chairman
- Lame Duck: Remarks at the Meeting of the SEC Investor Advisory Committeeon September 10, 2026
Commissioner Hester M. Peirce
- Remarks at the Investor Advisory Committee Meetingon September 10, 2026
Commissioner Mark T. Uyeda
- SEC Proposes Rescission of Political Contribution Rule for Investment Adviserson September 3, 2026
The Securities and Exchange Commission today issued a proposal to rescind its “pay-to-play” rule that prohibits investment advisers from providing compensated investment advisory services to a government client for two years…
- Statement on Proposal to Rescind “Pay-to-Play” Ruleon September 3, 2026
SEC Chairman Paul S. Atkins
- Statement on Proposal to Rescind “Pay-to-Play” Ruleon September 3, 2026
SEC Chairman Paul S. Atkins
- First Amendment Sense and Sensibilities: Statement on Proposed Rescission of Pay-to-Play Ruleon September 3, 2026
Commissioner Hester M. Peirce
- First Amendment Sense and Sensibilities: Statement on Proposed Rescission of Pay-to-Play Ruleon September 3, 2026
Commissioner Hester M. Peirce
- Statement on Proposed Rescission of Rule 206(4)-5 under the Investment Advisers Acton September 3, 2026
Commissioner Mark T. Uyeda
- Statement on Proposed Rescission of Rule 206(4)-5 under the Investment Advisers Acton September 3, 2026
Commissioner Mark T. Uyeda
- SEC Investor Advisory Committee to Host Sept. 10 Meetingon September 3, 2026
The Securities and Exchange Commission’s Investor Advisory Committee will host a public meeting at the SEC Headquarters in Washington D.C. on Sept. 10 at 10 a.m. ET to discuss artificial intelligence technologies in the public markets and the SEC’s…
- SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Tradingon September 1, 2026
The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading.The roundtable will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from 10…
- SEC Charges San Francisco Bay Area Private Fund Executives with Multimillion Dollar Ponzi-Like Schemeon September 1, 2026
The Securities and Exchange Commission today charged Mark D. Hanf, the former CEO of Novato, California-based Pacific Private Money Group LLC (PPMG), and Hoai-Nam Chu Phan, the former COO of a PPMG subsidiary, with orchestrating an offering fraud that…
- Time to Transfer: Statement on Proposed Transfer Agent Ruleson September 1, 2026
Commissioner Hester M. Peirce
- Time to Transfer: Statement on Proposed Transfer Agent Ruleson September 1, 2026
Commissioner Hester M. Peirce
- Statement on Proposed Amendments to the SEC’s Transfer Agent Ruleson September 1, 2026
Commissioner Mark T. Uyeda