Industry News
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- The Journey Beginson February 4, 2025
The Journey Begins Commissioner Hester M. Peirce February 4, 2025
- Acting Chairman Mark T. Uyeda Announces Executive Staff and Other Appointmentson February 4, 2025
The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda’s executive staff, which will advise the Acting Chairman on matters before the Commission and work closely with SEC staff. Gabriel Eckstein, Chief of Staff Steven…
- Acting Chairman Mark T. Uyeda Announces Executive Staff and Other Appointmentson February 4, 2025
The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda’s executive staff, which will advise the Acting Chairman on matters before the Commission and work closely with SEC staff. Gabriel Eckstein, Chief of Staff Steven…
- SEC Small Business Advisory Committee to Continue Discussing Challenges Facing Emerging Fund Managers, and Explore Hurdles for Small Public Companies Not Listed on a National Securities Exchangeon January 30, 2025
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Tuesday, Feb. 25, 2025, which will include discussion of capital raising challenges facing emerging fund managers…
- SEC Small Business Advisory Committee to Continue Discussing Challenges Facing Emerging Fund Managers, and Explore Hurdles for Small Public Companies Not Listed on a National Securities Exchangeon January 30, 2025
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Tuesday, Feb. 25, 2025, which will include discussion of capital raising challenges facing emerging fund managers…
- Acting Chairman Mark T. Uyeda Names Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairson January 30, 2025
The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda has named Natalia Díez Riggin as Senior Advisor and Acting Director of the Office of Legislative and Intergovernmental Affairs. “I’m thrilled that Natalia has…
- Acting Chairman Mark T. Uyeda Names Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairson January 30, 2025
The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda has named Natalia Díez Riggin as Senior Advisor and Acting Director of the Office of Legislative and Intergovernmental Affairs. “I’m thrilled that Natalia has…
- Extension of Form PF Amendments Compliance Dateon January 29, 2025
The Securities and Exchange Commission, together with the Commodity Futures Trading Commission (CFTC), extended the compliance date for the amendments to Form PF that were adopted on Feb. 8, 2024. The compliance date for these amendments, which was…
- Extension of Form PF Amendments Compliance Dateon January 29, 2025
The Securities and Exchange Commission, together with the Commodity Futures Trading Commission (CFTC), extended the compliance date for the amendments to Form PF that were adopted on Feb. 8, 2024. The compliance date for these amendments, which was…
- SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizationson January 28, 2025
The Securities and Exchange Commission’s Office of Credit Ratings (OCR) today published its annual Staff Report on Nationally Recognized Statistical Rating Organizations (NRSROs) summarizing the findings of the NRSRO examinations and discussing…
- SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizationson January 28, 2025
The Securities and Exchange Commission’s Office of Credit Ratings (OCR) today published its annual Staff Report on Nationally Recognized Statistical Rating Organizations (NRSROs) summarizing the findings of the NRSRO examinations and discussing…
- Acting Chairman Mark T. Uyeda Names Acting Senior Staffon January 24, 2025
The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda’s selections for several senior roles in acting capacities across the Commission to fill vacancies created by recent departures. “These talented individuals are…
- Acting Chairman Mark T. Uyeda Names Acting Senior Staffon January 24, 2025
The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda’s selections for several senior roles in acting capacities across the Commission to fill vacancies created by recent departures. “These talented individuals are…
- Which Markets and Investors?: Statement on the Notice of Proposed Plan of Distribution and Opportunity for Comment with respect to Barclays PLC and Barclays Bank PLCon January 22, 2025
Which Markets and Investors?: Statement on the Notice of Proposed Plan of Distribution and Opportunity for Comment with respect to Barclays PLC and Barclays Bank PLC Commissioner Hester M. Peirce
- SEC Crypto 2.0: Acting Chairman Uyeda Announces Formation of New Crypto Task Forceon January 21, 2025
Today SEC Acting Chairman Mark T. Uyeda launched a crypto task force dedicated to developing a comprehensive and clear regulatory framework for crypto assets. Commissioner Hester Peirce will lead the task force. Richard Gabbert, Senior Advisor to the…
- SEC Crypto 2.0: Acting Chairman Uyeda Announces Formation of New Crypto Task Forceon January 21, 2025
Today SEC Acting Chairman Mark T. Uyeda launched a crypto task force dedicated to developing a comprehensive and clear regulatory framework for crypto assets. Commissioner Hester Peirce will lead the task force. Richard Gabbert, Senior Advisor to the…
- Mark T. Uyeda Named Acting Chairman of the SECon January 21, 2025
The Securities and Exchange Commission announced that President Donald J. Trump has designated Mark T. Uyeda as Acting Chairman of the agency.
- Mark T. Uyeda Named Acting Chairman of the SECon January 21, 2025
The Securities and Exchange Commission announced that President Donald J. Trump has designated Mark T. Uyeda as Acting Chairman of the agency.
- Statement on the Departure of Chair Gary Gensleron January 20, 2025
Statement on the Departure of Chair Gary Gensler Commissioners Hester M. Peirce, Caroline A. Crenshaw, Mark T. Uyeda January 20, 2025
- One Last Note to SEC Staffon January 17, 2025
One Last Note to SEC Staff Chair Gary Gensler