Industry News
News items posted here are direct RSS feeds from related industry releases. These items are not published or created by NAFER.
- The Statement of Cash Flows: Improving the Quality of Cash Flow Information Provided to Investorson December 4, 2023
The Statement of Cash Flows: Improving the Quality of Cash Flow Information Provided to Investors Paul Munter, Chief Accountant December 4, 2023
- “Exorbitant Privilege: Responsibilities and Challenges”: Prepared Remarks before the Council on Foreign Relationson December 4, 2023
“Exorbitant Privilege: Responsibilities and Challenges”: Prepared Remarks before the Council on Foreign Relations Gary Gensler Chair, Securities and Exchange Commission December 4, 2023
- SEC Investor Advisory Committee to Examine Use of Complex Investment Products and Strategies by Self-Directed Investors and Discuss Practical Applications for Enhancing Financial Literacy at December 7 Meetingon November 30, 2023
The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on December 7 at 10:30 a.m. ET. The meeting will be webcast on the SEC website. The committee will host two panels: Practical Applications for…
- Statement on PCAOB Enforcement Actions Regarding China-based Firmson November 30, 2023
Chair Gensler Statement on PCAOB Enforcement Actions Regarding China-based Firms Chair Gary Gensler November 30, 2023
- SEC Charges Phoenix-Area Real Estate Fund Adviser Jonathan Larmore with $35 Million Fraudon November 29, 2023
The Securities and Exchange Commission today announced fraud charges against Phoenix-based real estate investment company ArciTerra Companies LLC and its CEO, Jonathan M. Larmore, for engaging in a multi-year scheme to misappropriate millions of dollars…
- SEC Names Kate E. Zoladz as Regional Director of Los Angeles Officeon November 29, 2023
The Securities and Exchange Commission today announced that Kate E. Zoladz has been named Regional Director of the Los Angeles Office, effective Dec. 3, 2023. Ms. Zoladz has served as Acting Co-Director since June 2023 and as the Associate Regional…
- Prepared Remarks before the Small Business Capital Formation Advisory Committeeon November 29, 2023
Prepared Remarks before the Small Business Capital Formation Advisory Committee Gary Gensler, Chair, Securities and Exchange Commission November 29, 2023
- Freedom: Remarks at Meeting of the Small Business Capital Formation Advisory Committeeon November 29, 2023
Freedom: Remarks at Meeting of the Small Business Capital Formation Advisory Committee Commissioner Hester M. Peirce November 29, 2023
- Remarks to Small Business Capital Formation Advisory Committeeon November 29, 2023
Remarks to Small Business Capital Formation Advisory Committee Commissioner Caroline A. Crenshaw November 29, 2023
- SEC Adopts Rule to Prohibit Conflicts of Interest in Certain Securitizationson November 27, 2023
The Securities and Exchange Commission today adopted Securities Act Rule 192 to implement Section 27B of the Securities Act of 1933, a provision added by Section 621 of the Dodd-Frank Act. The rule is intended to prevent the sale of asset-backed…
- Statement on Final Rule Prohibiting Conflicts of Interest in Securitizationson November 27, 2023
Statement on Final Rule Prohibiting Conflicts of Interest in Securitizations Gary Gensler, Chair, Securities and Exchange Commission November 27, 2023
- Unsettling End of an Era: Statement on Adoption of Rule Prohibiting Conflicts of Interest in Certain Securitizationson November 27, 2023
Unsettling End of an Era: Statement on Adoption of Rule Prohibiting Conflicts of Interest in Certain Securitizations Commissioner Hester M. Peirce November 27, 2023
- Statement on the Final Rule: Prohibition Against Conflicts of Interest in Certain Securitizationson November 27, 2023
Statement on the Final Rule: Prohibition against Conflicts of Interest in Certain Securitizations Commissioner Mark T. Uyeda November 27, 2023
- Prohibiting Conflicts of Interest in ABS Securitizationson November 27, 2023
Prohibiting Conflicts of Interest in ABS Securitizations Commissioner Jaime Lizárraga November 27, 2023
- Remarks Upon the 20th Anniversary of the Autorité des Marchés Financiers (AMF)on November 23, 2023
Remarks Upon the 20th Anniversary of the Autorité des Marchés Financiers (AMF) Gary Gensler November 23, 2023 Paris, France (via video)
- SEC Small Business Advisory Committee to Discuss the Accredited Investor Definition and the Role of Diversity in the Investment Processon November 22, 2023
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Wednesday, Nov. 29, which will include a discussion of the accredited investor definition and diversity and the…
- SEC Charges New York Businessman with Fraud and Unregistered Sales of Securities to Investors Seeking Permanent Residency in the U.S.on November 21, 2023
The Securities and Exchange Commission today charged Nadim Ahmed, a New York-based businessman and his companies, NuRide Transportation Group, LLC and NYC Green Transportation Group, LLC, with making fraudulent misrepresentations in securities offerings…
- SEC Charges Kraken for Operating as an Unregistered Securities Exchange, Broker, Dealer, and Clearing Agencyon November 20, 2023
The Securities and Exchange Commission today charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s crypto trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According…
- Remarks at the Harvard Law School Program on International Financial Systems, 2023 Japan – U.S. Symposiumon November 17, 2023
Remarks at the Harvard Law School Program on International Financial Systems 2023 Japan – U.S. Symposium November 16, 2023 Nagano Prefecture, Japan
- Private Equity: Past & Present, Charters & Codeon November 16, 2023
Private Funds Roundtable Keynote Remarks by Director William A. Birdthistle Private Equity: Past & Present, Charters & Code