Industry News
News items posted here are direct RSS feeds from related industry releases. These items are not published or created by NAFER.
- Investment Scams Involving Fake Form 4 Filings: Updated Investor Alerton June 11, 2025
The SEC’s Office of Investor Education and Advocacy is issuing this updated Investor Alert to warn about fraudsters sending investors fake Form 4 filings as part of a scam.
- Natasha Vij Greiner Will Conclude Her Tenure as Director of Investment Managementon June 10, 2025
The Securities and Exchange Commission today announced that Natasha Vij Greiner, Director of the Division of Investment Management, will depart the agency effective July 4, 2025, after more than 23 years of public service. “Natasha’s steadfast…
- SEC to Resume Processing of Registration Applications From Swiss-Based Investment Adviserson June 10, 2025
The Securities and Exchange Commission announced today that it will immediately resume processing new and pending registration applications of investment advisers with their principal office and place of business in Switzerland. This…
- Remarks at the Crypto Task Force Roundtable on Decentralized Financeon June 9, 2025
Remarks at the Crypto Task Force Roundtable on Decentralized Finance Paul S. Atkins, Chairman Washington, D.C. | June 9, 2025
- DeFining the American Spiriton June 9, 2025
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- Remarks at the Final Crypto Task Force Roundtable: Where We Go From Hereon June 9, 2025
Remarks at the Final Crypto Task Force Roundtable: Where We Go From Here Commissioner Caroline A. Crenshaw June, 9, 2025
- Remarks at the Roundtable on DeFi and the American Spiriton June 9, 2025
Remarks at the Roundtable on DeFi and the American Spirit Commissioner Mark T. Uyeda June 9, 2025
- Regressing into Progress: Remarks before the International Center for Insurance Regulation Digital Insurance Forumon June 5, 2025
Regressing into Progress: Remarks before the International Center for Insurance Regulation Digital Insurance Forum Commissioner Hester M. Peirce June 5, 2025
- A Young Old: Remarks at the Third Annual Conference on Emerging Trends in Asset Managementon June 5, 2025
A Young Old: Remarks at the Third Annual Conference on Emerging Trends in Asset Management Commissioner Hester M. Peirce June 5, 2025
- Remarks Before the Conference on Emerging Trends in Asset Managementon June 5, 2025
Remarks Before the Conference on Emerging Trends in Asset Management Natasha Vij Greiner, Director, Division of Investment Management June 5, 2025
- Just Passing Through: Remarks at the Meeting of the SEC Investor Advisory Committeeon June 5, 2025
Just Passing Through: Remarks at the Meeting of the SEC Investor Advisory Committee Commissioner Hester M. Peirce June 5, 2025
- Remarks at the Meeting of the Investor Advisory Committeeon June 5, 2025
Remarks at the Meeting of the Investor Advisory Committee Paul S. Atkins, Chairman Washington, DC June 5, 2025
- Statement on Concept Release on Foreign Private Issuer Eligibilityon June 4, 2025
Statement on Concept Release on Foreign Private Issuer Eligibility Chairman Paul S. Atkins June 4, 2025
- Statement on Concept Release on Foreign Private Issuer Eligibilityon June 4, 2025
Statement on Concept Release on Foreign Private Issuer Eligibility Chairman Paul S. Atkins June 4, 2025
- From Canada to the Caymans: Statement on Concept Release on Foreign Private Issuer Eligibilityon June 4, 2025
From Canada to the Caymans: Statement on Concept Release on Foreign Private Issuer Eligibility Commissioner Hester M. Peirce June 4, 2025
- From Canada to the Caymans: Statement on Concept Release on Foreign Private Issuer Eligibilityon June 4, 2025
From Canada to the Caymans: Statement on Concept Release on Foreign Private Issuer Eligibility Commissioner Hester M. Peirce June 4, 2025
- SEC Solicits Public Comment on the Foreign Private Issuer Definitionon June 4, 2025
The SEC published a concept release soliciting public comment on the definition of foreign private issuer.
- Statement on the Concept Release on Foreign Private Issuer Eligibilityon June 4, 2025
Statement on the Concept Release on Foreign Private Issuer Eligibility Commissioner Caroline A. Crenshaw June 4, 2025
- Statement on the Concept Release on Foreign Private Issuer Eligibilityon June 4, 2025
Statement on the Concept Release on Foreign Private Issuer Eligibility Commissioner Caroline A. Crenshaw June 4, 2025
- Statement on the Concept Release on Foreign Private Issuer Eligibilityon June 4, 2025
Statement on the Concept Release on Foreign Private Issuer Eligibility Commissioner Mark T. Uyeda June 4, 2025