Industry News
News items posted here are direct RSS feeds from related industry releases. These items are not published or created by NAFER.
- SEC Appoints Kathleen Hutchinson as Director of Office of International Affairs
on June 24, 2026The Securities and Exchange Commission has appointed Kathleen M. Hutchinson as Director of the agency’s Office of International Affairs (OIA). OIA advises the Commission on international policy matters, coordinates with foreign authorities across the…
- SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitionson June 18, 2026
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for public comment on potential opportunities to further update, clarify, and harmonize certain derivatives product definitions and…
- SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Marketson June 18, 2026
The Securities and Exchange Commission and Commodity Futures Trading Commission today issued a joint request for public comment on potential opportunities to harmonize, modernize, and streamline data reporting requirements in their regulation of the…
- Remarks to the US-CEE Connection: Transatlantic Challenges in Law, Business & Policyon June 13, 2026
Commissioner Mark T. Uyeda
- SEC Appoints John Moses as Director of the Office of Investor Education and Assistanceon June 12, 2026
The Securities and Exchange Commission has appointed John Moses as Director of the agency’s Office of Investor Education and Assistance, which provides services and resources to help investors build their financial futures and protect against investment…
- Statement Regarding Minimum Pricing Increments and Access Fee Capson June 11, 2026
Paul S. Atkins, Chairman
- Statement Regarding Minimum Pricing Increments and Access Fee Capson June 11, 2026
Paul S. Atkins, Chairman
- SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)on June 11, 2026
The Securities and Exchange Commission today proposed amendments to rescind Rules 611 and 610(e) of Regulation NMS.“After two decades of Rule 611, it is high time that the Commission review its unintended consequences that have hindered — rather than…
- Statement at the SEC Open Meeting on the Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMSon June 11, 2026
SEC Chairman Paul S. Atkins
- Statement at the SEC Open Meeting on the Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMSon June 11, 2026
SEC Chairman Paul S. Atkins
- Disorder Protection Rule: Statement on the Proposed Amendments to Rule 611 and Other Provisions of Regulation NMSon June 11, 2026
Commissioner Hester M. Peirce
- Disorder Protection Rule: Statement on the Proposed Amendments to Rule 611 and Other Provisions of Regulation NMSon June 11, 2026
Commissioner Hester M. Peirce
- Statement on the Proposed Amendments to Regulation NMSon June 11, 2026
Commissioner Mark T. Uyeda
- Statement on the Proposed Amendments to Regulation NMSon June 11, 2026
Commissioner Mark T. Uyeda
- This Old House: Improving and Remodeling Our Registered Offering and Filer Status Regimeson June 10, 2026
Jim Moloney, Director, Division of Corporation Finance
- This Old House: Improving and Remodeling Our Registered Offering and Filer Status Regimeson June 10, 2026
Jim Moloney, Director, Division of Corporation Finance
- Peirce Out: Remarks at the U.S. Chamber of Commerce Capital Markets Summiton June 9, 2026
Commissioner Hester M. Peirce
- SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022on June 8, 2026
The U.S. Securities and Exchange Commission established joint data standards under the Financial Data Transparency Act of 2022. The final rule establishes technical standards for data submitted to certain financial regulatory agencies. Eight additional…
- SEC Announces New Members of Small Business Capital Formation Advisory Committeeon June 4, 2026
The Securities and Exchange Commission today announced five new members of the Small Business Capital Formation Advisory Committee. The new members were appointed to four-year terms and will join the 15 current …
- “Harmonization: We’ll Have Lots to Talk About”on June 4, 2026
Jamie Selway, Director, Division of Trading and Markets