Industry News
News items posted here are direct RSS feeds from related industry releases. These items are not published or created by NAFER.
- SEC Approves Amendment to NMS Plan to Further Reduce the Costs of the Consolidated Audit Trail
on March 27, 2026The Securities and Exchange Commission today approved an amendment to the National Market System Plan governing the Consolidated Audit Trail (“CAT”) and provided exemptive relief from certain requirements of Rule 17a-1 under the Securities Exchange Act…
- Remarks at the Financial Stability Oversight Council Meetingon March 25, 2026
Chairman Paul S. Atkins
- Misery Loves [Investment] Company?: Remarks at the 2026 Investment Company Institute Investment Management Conferenceon March 24, 2026
Commissioner Hester M. Peirce
- Opening Remarks at the Digital Asset Summit 2026on March 24, 2026
SEC Chairman Paul S. Atkins
- Remarks at The SEC Speaks in 2026: From Kitchen Table to Cap Table—Making Capital Formation Work for Small Businesseson March 20, 2026
Jenny Riegel, Deputy Director, Office of the Advocate for Small Business Capital Formation Amy Reischauer, Deputy Director, Office of the Advocate for Small Business Capital Formation Remarks at SEC Speaks March 20, 2026SEC
- Prepared Remarks Before SEC Speakson March 19, 2026
Chairman Paul S. Atkins Washington, D.C. March 19, 2026
- The Art and Science of Materialityon March 19, 2026
The Art and Science of Materiality Commissioner Hester M. Peirce March 19, 2026
- Capital, Choice, and the Pursuit of Happiness: Remarks at The SEC Speaks in 2026on March 19, 2026
Capital, Choice, and the Pursuit of Happiness: Remarks at The SEC Speaks in 2026 Commissioner Mark T. Uyeda Washington, D.C. | March 19, 2026
- Regulation Crypto Assets: A Token Safe Harboron March 17, 2026
Title: Regulation Crypto Assets: A Token Safe Harbor Speaker: Paul S. Atkins, Chairman Location: DC Blockchain Summit | Washington, D.C. Date: March 17, 2026
- The Last Chapter in the Book of Howeyon March 17, 2026
The Last Chapter in the Book of Howey Director Jim Moloney March 17, 2026
- The Last Chapter in the Book of Howeyon March 17, 2026
The Last Chapter in the Book of Howey Director Jim Moloney March 17, 2026
- SEC Clarifies the Application of Federal Securities Laws to Crypto Assetson March 17, 2026
The Securities and Exchange Commission (SEC) today issued an interpretation clarifying how the federal securities laws apply to certain crypto assets and transactions involving crypto assets. This is a major step in the Commission’s efforts to provide…
- SEC Publishes Data on Public and Private Offerings, Municipal Advisors, Transfer Agents, and Securities-Based Swap Dealerson March 17, 2026
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published a new report on security based swap dealers (SBSDs) and updated statistics and data visualizations on initial public offerings (IPOs), follow-on registered…
- Traveling Back From the Road Wrongly Taken: Statement on the Proposed Amendments to Exchange Act Rule 15c2-11on March 16, 2026
Traveling Back from the Road Wrongly Taken: Statement on the Proposed Amendments to Exchange Act Rule 15c2-11 Commissioner Hester M. Peirce March 16, 202
- Traveling Back From the Road Wrongly Taken: Statement on the Proposed Amendments to Exchange Act Rule 15c2-11on March 16, 2026
Traveling Back from the Road Wrongly Taken: Statement on the Proposed Amendments to Exchange Act Rule 15c2-11 Commissioner Hester M. Peirce March 16, 202
- SEC Proposes Amendments to Exchange Act Rule 15c2-11on March 16, 2026
The Securities and Exchange Commission today proposed amendments to Exchange Act Rule 15c2-11, which sets out certain information gathering and review requirements for broker-dealers that publish quotations for, or maintain a continuous quoted market in…
- SEC Announces Enforcement Division Director Judge Margaret A. Ryan Has Resigned From Agencyon March 16, 2026
The Securities and Exchange Commission today announced that Judge Margaret A. Ryan has resigned from her role as Director of the Division of Enforcement. Principal Deputy Director Sam Waldon has been named Acting Director of the Division, effective March…
- Remarks at the Investor Advisory Committee Meetingon March 12, 2026
- Adam’s Lib: Remarks at the Meeting of the SEC Investor Advisory Committeeon March 12, 2026
Adam’s Lib: Remarks at the Meeting of the SEC Investor Advisory Committee Commissioner Hester M. Peirce March 12, 2026
- Remarks for the Investor Advisory Committee Meetingon March 12, 2026
Remarks for Investor Advisory Committee Meeting Commissioner Mark T. Uyeda Washington D.C. March 12, 2026