Industry News
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- Statement Regarding Minimum Pricing Increments and Access Fee Caps
on October 15, 2025Statement Regarding Minimum Pricing Increments and Access Fee Caps Paul S. Atkins, Chairman Oct. 15, 2025
- Statement Regarding Minimum Pricing Increments and Access Fee Capson October 15, 2025
Statement Regarding Minimum Pricing Increments and Access Fee Caps Paul S. Atkins, Chairman Oct. 15, 2025
- Keynote Address at the John L. Weinberg Center for Corporate Governance’s 25th Anniversary Galaon October 9, 2025
Keynote Address at the John L. Weinberg Center for Corporate Governance’s 25th Anniversary Gala Chairman Paul S. Atkins Newark, DE Oct. 9, 2025
- Keynote Address at the 25th Annual A.A. Sommer, Jr. Lecture on Corporate, Securities, and Financial Lawon October 7, 2025
Keynote Address at the 25th Annual A.A. Sommer, Jr. Lecture on Corporate, Securities, and Financial Law, Fordham School of Law Paul S. Atkins, Chairman, U.S. Securities and Exchange Commission Tuesday, 7 October 2025
- SEC Announces Departure of Director of Office of the Advocate for Small Business Capital Formation Stacey Bowerson October 1, 2025
The Securities and Exchange Commission today announced that Stacey Bowers, who has served as the Director of the Office of the Advocate for Small Business Capital Formation, will depart the agency effective October 17, 2025. She has served as Director…
- Out of the Gray Zone: Statement on The Division of Investment Management’s No-Action Letter Relating to the Custody of Crypto Assets with State Trust Companieson September 30, 2025
Out of the Gray Zone: Statement on The Division of Investment Management’s No-Action Letter Relating to the Custody of Crypto Assets with State Trust Companies Commissioner Hester M. Peirce September 30, 2025
- Out of the Gray Zone: Statement on The Division of Investment Management’s No-Action Letter Relating to the Custody of Crypto Assets with State Trust Companieson September 30, 2025
Out of the Gray Zone: Statement on The Division of Investment Management’s No-Action Letter Relating to the Custody of Crypto Assets with State Trust Companies Commissioner Hester M. Peirce September 30, 2025
- Poking Holes: Statement in Response to No-Action Relief for State Trust Companies Acting as Crypto Asset Custodianson September 30, 2025
Poking Holes: Statement in Response to No-Action Relief for State Trust Companies Acting as Crypto Asset Custodians Commissioner Caroline A. Crenshaw September 30, 2025
- Poking Holes: Statement in Response to No-Action Relief for State Trust Companies Acting as Crypto Asset Custodianson September 30, 2025
Poking Holes: Statement in Response to No-Action Relief for State Trust Companies Acting as Crypto Asset Custodians Commissioner Caroline A. Crenshaw September 30, 2025
- Cultivating Confidence: The Role of Custody in Institutional Confidence – Public Trust and Oversighton September 30, 2025
Cultivating Confidence: The Role of Custody in Institutional Confidence – Public Trust and Oversight Remarks before the Digital Assets Summit Singapore Commissioner Hester M. Peirce September 30, 2025
- SEC Impersonators May Lure Investors Into Scams Through Social Media or Text Messages -- Investor Alerton September 30, 2025
The SEC’s Office of Investor Education and Advocacy (OIEA) warns that fraudsters may impersonate the SEC -- or SEC officials or employees -- on social media or in text messages to solicit you for scams.
- SEC Continues Efforts to Assist Market Participants During Implementation of Treasury Clearing Ruleson September 30, 2025
The Securities and Exchange Commission today enhanced its efforts to assist broker-dealers and other market participants on the path to central clearing of U.S. Treasury securities, developing a one-stop webpage that puts the latest status updates, staff…
- Update on Working Toward Treasury Clearing Implementationon September 30, 2025
Commissioner Mark T. Uyeda Sept. 30, 2025
- Update on Working Toward Treasury Clearing Implementationon September 30, 2025
Commissioner Mark T. Uyeda Sept. 30, 2025
- Consolidated Audit Trail: A New Day for the CATon September 30, 2025
Consolidated Audit Trail: A New Day for the CAT Paul S. Atkins, Chairman Sept. 30, 2025
- Consolidated Audit Trail: A New Day for the CATon September 30, 2025
Consolidated Audit Trail: A New Day for the CAT Paul S. Atkins, Chairman Sept. 30, 2025
- SEC Issues Order to Reduce Operating Costs of Consolidated Audit Trailon September 30, 2025
The Securities and Exchange Commission today issued an order granting conditional exemptive relief related to certain requirements of the National Market System Plan governing the Consolidated Audit Trail (CAT NMS Plan), Rule 613 of Regulation NMS, and…
- Deep In: Statement on DoubleZero No-Action Letteron September 29, 2025
Deep In: Statement on DoubleZero No-Action Letter Commissioner Hester M. Peirce September 29, 2025
- Deep In: Statement on DoubleZero No-Action Letteron September 29, 2025
Deep In: Statement on DoubleZero No-Action Letter Commissioner Hester M. Peirce September 29, 2025
- A Return to Principles: Statement on ETF Share Class Reliefon September 29, 2025
A Return to Principles: Statement on ETF Share Class Relief Commissioner Mark T. Uyeda September 29, 2025