Industry News
News items posted here are direct RSS feeds from related industry releases. These items are not published or created by NAFER.
- Fund Distributions – Investor Bulletin
on August 19, 2026The SEC’s Office of Investor Education and Assistance (OIEA) is issuing this Investor Bulletin to explain fund distributions and how they can impact investors.
- SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricoloron August 18, 2026
The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO, and Senior Director of Finance, respectively, at Texas-based Tricolor Holdings, LLC, for their roles in an alleged multi-year scheme…
- Statement on Regulation Crypto Assets: Fit-for-Purpose Exemptions for Crypto Market Innovationon August 18, 2026
Paul S. Atkins, Chairman
- Statement on Regulation Crypto Assets: Fit-for-Purpose Exemptions for Crypto Market Innovationon August 18, 2026
Paul S. Atkins, Chairman
- Filling the Regulatory Tank: Regulation Crypto Assets Proposing Releaseon August 18, 2026
Commissioner Hester M. Peirce
- Filling the Regulatory Tank: Regulation Crypto Assets Proposing Releaseon August 18, 2026
Commissioner Hester M. Peirce
- Statement on Regulation Crypto Assetson August 18, 2026
Commissioner Mark T. Uyeda
- Statement on Regulation Crypto Assetson August 18, 2026
Commissioner Mark T. Uyeda
- Statement on Commencement of Appointment Process for Public Company Accounting Oversight Board Seaton August 18, 2026
Paul S. Atkins, Chairman
- Statement on Commencement of Appointment Process for Public Company Accounting Oversight Board Seaton August 18, 2026
Paul S. Atkins, Chairman
- SEC Proposes New Regulation Crypto Assetson August 18, 2026
The Securities and Exchange Commission today announced that it proposed new rules, titled “Regulation Crypto Assets,” that would create a clear and fit-for-purpose framework for certain investment contracts involving crypto assets. This proposal follows…
- SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scamon August 14, 2026
The Securities and Exchange Commission today charged New York resident Andrew Spaventa and three entities he owned and controlled with fraud and other violations in connection with unregistered securities offerings of private funds that purportedly…
- Updated Statement Regarding the Division of Corporation Finance’s Role in the Exchange Act Rule 14a-8 Processon August 14, 2026
Division of Corporation Finance
- Updated Statement Regarding the Division of Corporation Finance’s Role in the Exchange Act Rule 14a-8 Processon August 14, 2026
Division of Corporation Finance
- SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communitieson August 13, 2026
The Securities and Exchange Commission today charged three Toms River, New Jersey residents for their roles in an affinity investment fraud that raised approximately $47 million from more than 87 investors, who were primarily members of Orthodox Jewish…
- Chairman Paul S. Atkins Letter to Robert Walley, Chair, CAT NMS Plan Operating Committeeon August 11, 2026
SEC Chairman Paul S. Atkins
- Chairman Paul S. Atkins Letter to Robert Walley, Chair, CAT NMS Plan Operating Committeeon August 11, 2026
SEC Chairman Paul S. Atkins
- SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraudon August 10, 2026
The Securities and Exchange Commission today charged New York-based investment adviser Adit Ventures Management LLC, its CEO Eric Munson, and three affiliated general partners, Adit Ventures LLC; Adit Ventures II LLC; and Adit Ventures III LLC (the…
- Update on the SEC’s Work Toward Treasury Clearing Implementation [August 2026]on August 7, 2026
Commissioner Mark T. Uyeda
- Update on the SEC’s Work Toward Treasury Clearing Implementation [August 2026]on August 7, 2026
Commissioner Mark T. Uyeda